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NISM-Series-X-A: Investment Adviser (Level 1) Certification Exam Preparation Practice Test and Mock Test with 1500-Question Bank, including 10 Case Studies & Case Based Questions

  • Prepare for your NISM-Series-X-A Investment Adviser certification with confidence using our comprehensive practice tests and mock exams.

Learners Enrolled : 12

Created by Gurukul On Road

  • English

About the course

This course is designed to prepare candidates for the NISM-Series-X-A: Investment Adviser (Level 1) certification exam. It includes a comprehensive 1500-question bank, featuring 10 case studies and case-based questions to help students familiarize themselves with the exam format and content. The practice tests and mock exams provided in this course aim to enhance participants' confidence and performance on the actual certification exam.

Key Highlights:

  • Mock Test: This online mock test comes with 1500+ question bank which includes 1400+ Module with questions and 100+ Case Based Questions from given 10 Case Studies

Mock Test Modules and Chapters:

  1. Personal Financial Planning

    • Chapter 1: Introduction to Personal Financial Planning
    • Chapter 2: Time Value of Money
    • Chapter 3: Evaluating the Financial Position of Clients
    • Chapter 4: Debt Management and Loans

  2. Indian Financial Markets

    • Chapter 5: Introduction to the Indian Financial Markets
    • Chapter 6: Securities Market Segments

  3. Investment Products

    • Chapter 7: Introduction to Investment
    • Chapter 8: Investing in Stocks
    • Chapter 9: Investing in Fixed Income Securities
    • Chapter 10: Understanding Derivatives

  4. Investment Through Managed Portfolio

    • Chapter 11: Mutual Funds
    • Chapter 12: Portfolio Manager
    • Chapter 13: Overview of Alternative Investment Funds (AIFs)

  5. Portfolio Construction, Performance Monitoring, and Evaluation

    • Chapter 14: Introduction to Modern Portfolio Theory
    • Chapter 15: Portfolio Construction Process
    • Chapter 16: Portfolio Performance Measurement and Evaluation

  6. Operations, Regulatory Environment, Compliance & Ethics

    • Chapter 17: Operational Aspects of Investment Management
    • Chapter 18: Key Regulations
    • Chapter 19: Ethical Issues
    • Chapter 20: Grievance Redress Mechanism

Reference Material:

  • NISM Workbook Version: August 2023 edition used as a reference.

Course Curriculum

What do we offer

Live Exam-Style Practice

Not “live classes” - but real-time exam simulation experiences. Learners practice with timed questions, instant scoring, on-platform doubt clearing, and peer comparison, replicating the pressure, speed, and accuracy of actual NISM, IIBF CAIIB, JAIIB, III Licentiate /Associate / Fellowship, IRDAI exams & Global Regulatory Exams like FINRA, CII, CISI, IRDAI exams.

Structured Learning Powered by 9R Exam Mastery™ + RegDEEP™

Our learning flow is not random -it follows a research-backed, structured exam system:

9R Exam Mastery Framework™
Helps you move systematically from Revision > Recall > Retention > Reinforcement > Rehearsal > Review > Rectification > Reattempt > Readiness.

RegDEEP™ Methodology
Decodes dense SEBI, RBI, IRDAI, FINRA SEC & regulatory updates into easy, exam-ready notes without altering compliance intent. (Visit RegDEEP™ ) 

Together, they offer the most clarity-focused, exam-aligned structured preparation in the BFSI domain.

India’s Most Result-Driven Holistic Learning Ecosystem

Instead of generic community groups, you enter a purpose-driven exam support ecosystem:

  • Exam Strategy Rooms
  • Peer Support Micro-Groups
  • Doubt Resolution Pods
  • Quick Reference Notes
  • Frequent Regulatory Circulars Decoded: Exam-Focused Notes, Guidelines & Expected Questions for Indian BFSI Learners and Professionals

It’s a complete performance ecosystem, designed to move you from confusion > clarity > confidence > certification.


Online Mock Test & Practice Test

Two different tools, two different purposes:

  • Chapter-wise Practice Tests: Build clarity, Strengthen fundamentals, Understand concepts, Identify weak areas, and Improve accuracy step-by-step.
  • Full-Length Mock Tests (Exam Simulation): 100 marks, 120 minutes, Exact exam pattern, Instant score, Speed measurement, and Exam readiness analysis.

Practice tests build confidence. | Mock tests build exam readiness.

AI Literacy for Every Professional (Future-Ready Skillset)

Today’s BFSI jobs demand more than exam knowledge - they demand AI literacy. Through GurukulAI Thought Lab, every learner gets access to:

  • AI-powered practice tools
  • RegDEEP™ summaries generated using conscious-first AI workflows
  • Basic prompting skills for research, revision, and exam preparation
  • AI-based learning support for difficult regulatory and numerical topics
  • Insights from our national mission: Bharat AI Education for All

This ensures that your mock test preparation is not just exam-oriented -it makes you AI-ready, future-ready, and workplace-ready.

Get Certified from Official Bodies (Not Us)

We do Not not issue our own certificates. Instead, we help you earn the real, industry-recognized certifications, including:

NISM (National Institute of Securities Markets), IIBF (JAIIB / CAIIB), IRDAI, III – Insurance Institute of India, FINRA (US), CII / CISI (UK)

Our role is to provide the exam tools, mock tests, frameworks, and regulatory clarity you need to pass those official exams with confidence.

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